Representative Experience

The following examples are illustrative of matters handled by TLX Law and prior roles. Client identities are omitted and descriptions generalized to preserve confidentiality.

Digital assets & emerging technology

  • Advised a large technology-enabled crypto and private markets platform on the structuring and launch of digital-asset–linked investment and financing products.
  • Provided regulatory analysis and compliance strategy for token-based and on-chain business models, including securities and commodities considerations.
  • Advised protocol teams on token distribution mechanics, disclosure frameworks, and post-launch compliance obligations.
  • Counseled DeFi and Web3 companies on governance structures, DAO-related issues, and regulatory risk mitigation.

Securities, enforcement & regulatory matters

  • Represented and advised companies and executives in connection with SEC investigations and enforcement matters.
  • Advised on compliance with U.S. securities laws in connection with capital raises, token offerings, and secondary transactions.
  • Assisted in the defense of a major digital asset issuer in litigation concerning the regulatory status of its token.
  • Supported regulatory engagement and strategy involving both securities and commodities regulators.

White collar criminal matters

  • Advised executives and companies in connection with criminal investigations involving alleged financial misconduct.
  • Handled matters involving parallel criminal, civil, and regulatory exposure arising from securities and technology-related activities.
  • Provided pre-indictment counseling and defense strategy in matters involving fraud and conspiracy allegations.
  • Conducted internal investigations and factual assessments for companies facing potential criminal exposure.
  • Worked alongside trial counsel in high-stakes white collar criminal matters.

Complex litigation

  • Worked on complex commercial and regulatory litigation involving technology and financial services clients.
  • Advised on litigation strategy and risk assessment in matters involving significant financial and reputational exposure.
  • Handled issues arising at the intersection of securities law, digital assets, and civil litigation.
  • Supported trial teams and appellate counsel in high-stakes disputes, including matters with cross-border elements.
  • Assisted clients in navigating litigation involving novel legal questions and evolving regulatory frameworks.

Venture, private equity & strategic transactions

  • Advised venture-backed technology companies on SAFEs, preferred equity financings, convertible notes, and strategic investments.
  • Counseled institutional investors and sponsors on secondary transactions and structured investments.
  • Negotiated and reviewed complex commercial, partnership, and platform agreements for technology and financial services clients.

Funds & institutional sponsors

  • Advised sponsors on fund formation, GP and management company structuring, and investor onboarding.
  • Reviewed and coordinated private placement memoranda, limited partnership agreements, and subscription materials.
  • Advised on regulatory and governance considerations applicable to private funds investing in digital assets and emerging technologies.

Institutional & financial services matters

  • Advised large technology companies and financial institutions on digital asset exposure, payments, and fintech-related regulatory issues.
  • Counseled on compliance frameworks involving AML/KYC, sanctions considerations, and financial crime risk.
  • Supported internal legal and compliance teams at regulated institutions evaluating blockchain-related initiatives.

Representative matters do not imply similar outcomes and are not exhaustive. Additional experience available upon request.